Financial Services
1. Accepting appointment as a category I, II or III compliance officer.
2. Establishing and managing the full compliance function for financial services providers (FSPs)
3. Advising on FAIS licence applications to the FSCA for different licence categories
4. Advising on legislation and regulations affecting FSPs specifically asset managers and CIS
5. Advising on investment management agreements and custody agreements
6. Advising and negotiating trustee and custody agreements in terms of CISCA
7. Advising on the South African regulatory regime as it relates to financial services
8. Advising on terms and conditions for specific investment products
9. Drafting legal opinions on the South African regulatory regime as it relates to financial services
1. Continuous Professional Development (CPD)
2. Pension Fund Trustees
3. FAIS and FICA/AML
4. New legislation
5. General financial services
6. Preparation for regulatory exams
7. Tailored training for client needs